A year in compliance

2018 Roundup

An avalanche of regulation in recent years has made the role of compliance teams ever more vital to organizations – and 2018 was another landmark year.

Contents

1. Welcome to a year in compliance
2. The evolution of women in compliance and areas for improvement
3. Preventative controls to enhance a risk framework
4. Data quality, data integrity and data completeness
5. Know your customer
6. MiFID II
7. Say hello to SFTR
8. Thank you for reading A year in compliance